Saliency-Aware Interpolative Augmentation for Multimodal Financial Prediction
Document Type
Conference Proceeding
Publication Title
2024 Joint International Conference on Computational Linguistics, Language Resources and Evaluation, LREC-COLING 2024 - Main Conference Proceedings
Abstract
Predicting price variations of financial instruments for risk modeling and stock trading is challenging due to the stochastic nature of the stock market. While recent advancements in the Financial AI realm have expanded the scope of data and methods they use, such as textual and audio cues from financial earnings calls, limitations exist. Most datasets are small, and show domain distribution shifts due to the nature of their source, suggesting the exploration for data augmentation for robust augmentation strategies such as Mixup. To tackle such challenges in the financial domain, we propose SH-Mix: Saliency-guided Hierarchical Mixup augmentation technique for multimodal financial prediction tasks. SH-Mix combines multi-level embedding mixup strategies based on the contribution of each modality and context subsequences. Through extensive quantitative and qualitative experiments on financial earnings and conference call datasets consisting of text and speech, we show that SH-Mix outperforms state-of-the-art methods by 3−7%. Additionally, we show that SH-Mix is generalizable across different modalities and models.
First Page
14285
Last Page
14297
Publication Date
1-1-2024
Keywords
Applications, Multimedia Document Processing, Social Media Processing, Systems, Tools
Recommended Citation
S. Jain et al., "Saliency-Aware Interpolative Augmentation for Multimodal Financial Prediction," 2024 Joint International Conference on Computational Linguistics, Language Resources and Evaluation, LREC-COLING 2024 - Main Conference Proceedings, pp. 14285 - 14297, Jan 2024.